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Understanding the UK Financial Regulations
Beginner Level

Understanding the UK Financial Regulations

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  • CPD Accredited
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Understanding the UK Financial Regulations

Explore the knowledge necessary to ensure compliance and navigate the UK financial landscape in this free online course.
This course is designed to equip participants with a thorough understanding of the intricacies of UK financial regulations. Delve into the intricacies of the UK financial markets, ethics, and compliance with ... This course is designed to equip participants with a thorough understanding of the intricacies of UK financial regulations. Delve into the intricacies of the UK financial markets, ethics, and compliance with this comprehensive course. Gain invaluable insights into navigating financial crime regulations and Conduct of Business Sourcebook (COBS) effectively. Stay ahead in the dynamic finance industry and unlock new opportunities for success!
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What You Will Learn In This Free Course

  • Describe the UK market structure an...
  • Discuss the characteristics and ris...
  • Outline the steps involved in risk ...
  • Explain the elements of a valid con...
  • Describe the UK market structure and functions and the roles of participants
  • Discuss the characteristics and risk profile of instruments traded in UK financial markets
  • Outline the steps involved in risk management in financial services
  • Explain the elements of a valid contract and the remedies for breach of contract
  • Discuss effective management and mitigation strategies for conflicts of interest
  • Recognise the role and functions of different financial regulators
  • Identify the impact of various regulatory principles and standards on the UK financial framework
  • Explain the impact of regulatory updates on financial institutions
  • Discuss the purpose of the individual accountability regime (IAR)
  • Recognise the types of financial crimes and key strategies for fraud prevention
  • Identify advanced authentication measures for fraud prevention
  • Summarise the requirements for record-keeping in the UK financial market
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