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Comprendere i regolamenti finanziari del Regno Unito
Comprendere i regolamenti finanziari del Regno Unito
What You Will Learn In This Free Course
- Describe the UK market structure an...
- Discuss the characteristics and ris...
- Outline the steps involved in risk ...
- Explain the elements of a valid con...
- Describe the UK market structure and functions and the roles of participants
- Discuss the characteristics and risk profile of instruments traded in UK financial markets
- Outline the steps involved in risk management in financial services
- Explain the elements of a valid contract and the remedies for breach of contract
- Discuss effective management and mitigation strategies for conflicts of interest
- Recognise the role and functions of different financial regulators
- Identify the impact of various regulatory principles and standards on the UK financial framework
- Explain the impact of regulatory updates on financial institutions
- Discuss the purpose of the individual accountability regime (IAR)
- Recognise the types of financial crimes and key strategies for fraud prevention
- Identify advanced authentication measures for fraud prevention
- Summarise the requirements for record-keeping in the UK financial market
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