Understanding the UK Financial Regulations

Name: Understanding the UK Financial Regulations
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Explore the knowledge necessary to ensure compliance and navigate the UK financial landscape in this free online course.

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Learning Outcomes

In this free course, you will learn how to:

Describe the UK market structure and functions and the roles of participants
Discuss the characteristics and risk profile of instruments traded in UK financial markets
Outline the steps involved in risk management in financial services
Explain the elements of a valid contract and the remedies for breach of contract
Discuss effective management and mitigation strategies for conflicts of interest
Recognise the role and functions of different financial regulators
Identify the impact of various regulatory principles and standards on the UK financial framework
Explain the impact of regulatory updates on financial institutions
Discuss the purpose of the individual accountability regime (IAR)
Recognise the types of financial crimes and key strategies for fraud prevention
Identify advanced authentication measures for fraud prevention
Summarise the requirements for record-keeping in the UK financial market

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