Learning Outcomes

In this free course, you will learn how to:

• Discuss the responsibility and challenges facing a compliance department
• Explain the elements of an effective compliance programme
• Describe the different aspects of the compliance management system
• Outline the roles and responsibilities of a compliance officer
• Indicate the process of conducting a compliance audit
• State the differences between ethics and compliance
• List the principles and objectives of risk management
• Summarise the risk management process